Designation:Senior Role - Risk & Inspection - CA/ICWA/CS - BFSI
Company Name:Leading MNC Bank
Key Skills: #Risk Management #CA #ICWA #CS #Audit #Compliance
Sector: Banking,Financial services,Insurance
Industry Vertical: RetailBanking
Functional Area: Risk Management
Experience: 10-20yrs
CTC: -Lacs
Location: Mumbai,
Job Posted on: 21-04-2016
Prefered Level: Senior
Job code: R & O
Job Description:
Independently manage a team of Audit Inspectors and evaluate and review the audit reports to identify concurrent & potential risks / weakness. - Suggest and implement plans for mitigating the risk. - Build in a process for comparing variances and identifying gaps in inspections. - Independently analyse and Identify potential areas of compliance vulnerability and risk; develop/implement corrective action plans for resolution of problematic issues, and provide general guidance on how to avoid or deal with similar situations in the future. - Remain abreast of the status of all compliance activities and improvise where required. - Remain abreast of all relevant regulations issued by SEBI and other authorities and put in place processes for implementing and monitoring the same. - Provides reports on a regular basis, to keep the senior management informed of the operation and progress of compliance adherence by the business partners and betterment towards the same. - Develops an awareness training program on compliance, including regulatory and anti-money laundering aspects. A Hand book (DVD) to be documented for all the business partners and to set up evaluation test for the business partners. - Occasionally meet the Business Partners (as per need) along with the Audit Inspectors
Company Profile:
Leading MNC Bank
Additional mail id:
Contact Details:
Company:Technohr consultants
Contact Person:dilip
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